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Merci beaucoup. Bonjour, tout le monde. Pursuant to Standing Order 108(3)(g) and the motion adopted by the committee on Thursday, April 22, 2010, chapter 2, “Modernizing Human Resource Management”, of the spring 2010 report of the Auditor General of Canada, we have with us this morning, from the Office of the Auditor General, of course, Madam Sheila Fraser, the Auditor General of Canada; Mr. Ronnie Campbell, Assistant Auditor General, and Madame Marie Bergeron, principal; and from the Treasury Board Secretariat, Michelle d'Auray, Secretary of the Treasury Board of Canada--Madame, bonjour--and also from Treasury Board Secretariat we have Madam Susan Cartwright, senior advisor, legislative review of the Public Service Modernization Act, and Monsieur Ross MacLeod,
[Translation]
Assistant Deputy Minister, Office of the Chief Human Resources Officer, Governance, Planning and Policy Sector.
[English]
Welcome one and all.
Before we begin and before I go to our witnesses, I had a request. There appears to be a little inconvenience in terms of scheduling for one of our witnesses. I asked members around the table whether we could make an accommodation, but as I understand it now, that might not necessarily have to be the case. However, I will ask the committee if it's okay, if some of the questions are finished, if one of our witnesses may leave earlier.
Is that okay?
Some hon. members: Agreed.
The Chair: Okay. Thank you very much.
Madame Faille.
[English]
We thank you for this opportunity to discuss chapter 2, “Modernizing Human Resource Management”.
Joining me at the table today are Ronnie Campbell, Assistant Auditor General, and Marie Bergeron, principal, who are responsible for this audit.
The Public Service Modernization Act amended four pieces of legislation and is designed to transform the way the federal government hires, manages, and supports its employees. It is a complex undertaking that involves many stakeholders.
In this audit, we examined whether the central agencies and the departments and agencies had implemented the new legislative requirements, met the reporting requirements, and reported on the progress of the act's application. We examined whether the new or revised roles and responsibilities were exercised in accordance with the legislation and we also looked at preparations for the upcoming legislative review called for in the act.
I would note for the committee that the work for this audit was completed in September of 2009.
We found that the key legislative requirements have been implemented. The new concept of merit is being applied, and managers are using the new staffing flexibilities. New organizations were created, such as the Public Service Staffing Tribunal and the Canada School of Public Service. The government created the Office of the Chief Human Resources Officer within the Treasury Board of Canada Secretariat to take over the various human resource responsibilities of the secretariat.
We have noted that generally the entities have met the reporting requirements.
Although the reports contain information about implementation activities, there is little information about interim achievements or the actual impact of the legislation. The government, however, had committed to reporting on this progress in 2005.
We also noted that the secretariat had not fully developed a set of performance indicators that would allow it to report on the results of implementation of the changes. As a result, the secretariat is limited in its capacity to link results to expectations and to identify trends and assess impacts.
[Translation]
It is important that good information on progress and achievements of the new legislation be produced to assess its impacts. We noted that the Public Service Commission reported in its latest annual report as it did in previous years that it still takes longer to staff a position than before the new legislation was implemented.
The legislation calls for a review of the Public Service Employment Act and the Public Service Labour Relations Act starting in 2010, which is five years after implementation. The President of the Treasury Board is responsible for reporting on the review results, a team has been established and preparations are progressing. The objective is to report in 2010 or early 2011.
Mr. Chair, we recognize that the implementation of the Public Service Modernization Act is still a process in transition. However, I am concerned that the lack of information about measures and interim achievements could limit the review team's ability to provide meaningful information to support the review and inform Parliament to allow it to propose any changes or improvements. Having good information about achievements is needed to manage the challenges, monitor progress and ensure the expected results are realized.
We made recommendations to the Treasury Board Secretariat and the review team regarding the information required for the legislative review. The entities have agreed with our recommendations and have made commitments accordingly. Your committee may wish to ask how they will address this issue.
[English]
Mr. Chair, this concludes my opening statement. My colleagues and I would be happy to answer any questions that committee members may have.
Thank you.
Thank you for the invitation to come here today. Let me, if I may, offer my congratulations on your chairmanship.
With me today, as indicated, are Susan Cartwright, who is leading the legislative review of the Public Service Modernization Act as the senior adviser to the Privy Council Office, and Mr. Ross MacLeod, the assistant deputy minister of.... I won't read the long title, but he is responsible for all the planning and policy issues with regard to human resources in the office of the CHRO within Treasury Board Secretariat.
We are pleased to be here today to talk to you about the modernization of human resources management in the federal government, which is vital to ensuring a high-performing public service. I would like to thank the Auditor General for her chapter on the implementation of the Public Service Modernization Act.
[Translation]
This chapter, as Ms. Fraser said, includes two recommendations. The first is directed to the Treasury Board Secretariat, while the second directly touches the work my colleague Susan Cartwright has been doing with her team to lead the legislative review of the PSMA.
The recommendation for the secretariat calls on us to provide more timely information to Parliament, and to report on whether the changes to human resources management have achieved the results intended by the PSMA. We agree, as Ms. Fraser said in the report, and we welcome the Auditor General's advice in this regard. We recognize that while the PSMA has been fully implemented, there is still work to be done in a few areas and room for improvement.
This includes our reporting to Parliament on human resources issues. While we have experienced some delays, we are confident that we have the matter in hand and future reports will be more timely.
[English]
I would note that the governance landscape for people management continues to evolve and that our approach to measurement and benchmarking is maturing. That said, I'm pleased with the continuous progress we have made in assessing the state of human resources management across the government.
Two of our most important assessment tools in this regard are the Treasury Board Secretariat's management accountability framework and the Public Service Commission's staffing management accountability framework.
The management accountability framework for the secretariat sets out the expectations of senior public service managers for good public service management. It is structured around nine key elements that collectively define management and it assesses departments in several areas of human resources, such as employee engagement, leadership, employment equity, learning, development, performance management, integrated human resources and business planning, staffing, and official languages. It also allows for discussion around the departmental context in which the human resources management operates.
As the MAF—as we call it—assessment process is undertaken once a year, we have also recently introduced a people management dashboard that allows deputy heads, human resources practitioners, and managers to track online their organization's performance throughout the year and set targets for improvement across a range of measures.
This dashboard we introduced only this year. It provides vital data on people management trends and issues, and it allows me as a deputy head to focus on key areas for improvement and to engage managers. I can track my progress over the year and then once a year assess my overall situation.
[Translation]
For its part, the Staffing Management Accountability Framework helps the Public Service Commission to review and evaluate staffing performance and to provide feedback to delegated public service organizations. It sets out key areas for a well-managed appointment system that achieves progress in making the staffing process more flexible and efficient, and strengthens respect for the appointment values involved.
Both these tools—the Management Accountability Framework and the Staffing Management Accountability Framework—are now well integrated into the public service and are used to measure progress in achieving PSMA objectives. That said, our people management environment is constantly evolving and the areas we assess are far from static.
[English]
In the almost five years since the coming into force of the PSEA, in addition to changes to HR governance, our operating context has evolved considerably, shaped by the recent financial-economic issues or crisis, the arrival of a new generation of public servants, the growing diversity of our workforce, and the growing impact of technology on how we work. For example, in 2009 alone we saw the introduction of the Expenditure Restraint Act, the Public Sector Equitable Compensation Act, and the creation of the Office of the Chief Human Resources Officer in the Treasury Board Secretariat. Those are three major initiatives in a single year.
[Translation]
I see that my time is up. Therefore, I will skip over the rest of my presentation and tell you that the federal public service is a highly complex organization. It is the biggest employer in Canada. We function in a constantly changing environment. We take ad hoc measures and periodical measures to ensure its growth within the frameworks and obligations of the Public Service Modernization Act.
Now I will give the floor to my colleague.
[English]
I would ask my colleague Susan Cartwright to give you a perspective of the legislative review that is currently under way.
:
Members of the committee, Mr. Chair, thank you for the invitation to appear before you today. I am pleased to have this opportunity to discuss the Public Service Modernization Act legislative review. What we call the PSMA review is, in fact, examining the administration and operation of the Public Service Employment Act and the Public Service Labour Relations Act, two of the components of PSMA.
As the secretary noted, the Auditor General made one recommendation related to the work my team and I are doing. It calls on my team to ensure that information provided to support the legislative review will allow the report by the President of the Treasury Board to provide meaningful information to Parliament on the extent to which the expectations of the Public Service Labour Relations Act and the Public Service Employment Act have been met, and to propose any changes, including improvements.
We agree wholeheartedly with the objective of having sound and useful information, and as we planned for and began to execute the review, we took this into account. To ensure that our review is rigorous and credible, we have undertaken a range of activities to enable us to have the information we need. Allow me to mention only a few.
We began by going through the legislation clause by clause to develop a sound appreciation of the intentions, objectives, and changes. We then determined the data and information we required and where best to obtain it. To the extent possible, we sought to use existing data. If new information was needed, we tried to collect it in a coordinated manner, thereby maximizing efficiency and effectiveness. This enabled us to focus our efforts on bringing the essential information together, analyzing it, and drawing legitimate conclusions from it.
[Translation]
Early on, we recognized the importance of working with key partners and stakeholders who share an interest in, and hold important information about, people management. These include the Office of the Chief Human Resources Officer, the Public Service Commission, deputy ministers, bargaining agents and HR professionals. Not only did we want to learn about stakeholders' experiences, but we wanted our review to be a useful process and to act as an opportunity for learning by everyone, including for our key partners and stakeholders.
We developed a comprehensive engagement strategy that has enabled us to consult well over 500 individuals and organizations across the country. This included deputy heads, managers, employees, HR professionals, bargaining agent representatives, various communities and employment equity groups, all of whom provided important qualitative information.
We used a variety of methods to gather this information. It was key for us that these efforts brought together individuals representing different departments, groups, professions and regions.
As the senior advisor leading this review, I have also had ongoing bilateral discussions with senior officials at the Public Service Commission and the Office of the Chief Human Resources Officer on a range of issues. My team and I also spoke with a number of former deputy heads, retired senior federal officials, organizational change experts, academics and others. This allowed us to both draw on their knowledge and experience and to complement what we were gathering from other sources.
We have also consulted with former public service senior officials, human resources professionals, and bargaining agents who were in place when the PSMA was developed and tabled in Parliament. This offered us an important historical perspective.
I have also participated in two armchair discussions hosted by the Canada School of Public Service. These sessions were another valuable means of hearing from public servants across the country.
Our research, which is both quantitative and qualitative, is providing insight into how the legislation is being administered. It also informed us on strong practices and progress, as well as areas where possible adjustments may be required. It includes input from: the Office of the Chief Human Resources Officer, the Public Service Commission, the Public Service Staffing Tribunal, the Public Service Labour Relations Board and the Canada School of Public Service.
[English]
Finally, I would like to mention that we've also undertaken limited consultations with officials in other jurisdictions both in Canada and abroad, and we've explored what's been done in other countries that have recently reformed their human resources legislation. In short, our work so far puts us in an excellent position to complete the work of this legislative review. We are currently completing our analysis in order to develop options and recommendations, and we will be providing our report to the President of the Treasury Board in early 2011. We've noted the interest that's been expressed in the review and look forward to the results of the review being made public.
Until then, I think it's--
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Thank you for the question.
We have noted and we agree with the issues with regard to the timing, if I can put it this way, of the tabling of the annual report to Parliament on people management. One of the major reasons for the delays, frankly, has been a lot of organizational changes, both in the creation initially of the public service agency and, more recently, in the integration and elimination of the agency and reintegration back into the Treasury Board Secretariat.
It is the same organization and group of people who produce a whole range of reports that are also required to be tabled before Parliament--for example, the official languages annual report, the annual report on employment equity, and the Public Servants Disclosure Protection Act annual report. So we will tend to produce the reports that have specific deadlines related to legal obligations to produce the reports to Parliament and then work on the people management report to Parliament. It's more a question of a lot of changes taking place within a very short timeframe and having to meet the legal obligations for other reports, and then coming to this particular report.
We have taken the steps, now that the organization has stabilized, to put in a system of more timely reporting, and we should be seeing an improvement in that regard.
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There are two aspects, I would say. Yes, it did go up for the time of the transition period, and it is now starting to go down, albeit marginally, I would say, but it is decreasing. Frankly, I would say the biggest change around this has been the division of roles and responsibilities, if I can put it that way, between human resource practitioners and managers, ensuring that managers become comfortable with the flexibilities that are embedded in the legislation and to ensure that the due process is also followed.
There were a lot of changes that were brought in as a result of this, for example, informal consultations, the ability to staff the changes to the collective staffing arrangements, how we could match people to competencies and positions. It took a while for people to become familiar, if I can put it this way, and also to become comfortable with exercising flexibilities. When they've been working in a very rules-based environment and then are told, “You can do things differently”, it does take time.
We did see a blip going up, but we're now starting to see a decrease. It's slight, I grant you that, but we are seeing a change.
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If they are available on the Internet, it might be useful to get them. In fact, in the main recommendations that come from these audits, there is criticism regarding the lack of performance measurement and the lack of data that could be used to manage and evaluate human resources within the department.
I know that at the top level, you are currently meeting deputy ministers and you are determining how things should be modernized. However, annual reports are made regarding the problems and the ways in which the staffing procedures are being circumvented. In the public service, there is a person in charge of staffing who spends funds to constitute pools of candidates, but the systems are being circumvented.
Let me give you the very simple example of the Exchanges Canada program. The internal audit states explicitly that there are possible conflicts of interest and that the people do not meet the usual eligibility criteria for public servants.
Do you not find, in your conversations with public servants, that the methods being used to circumvent the rules have a depressing effect on their morale?
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I understand the differentiation between the bargaining agent and the management team. The difficulty is that it really is about changing the cultures. If you're changing the culture, you need to be able to populate them, which means you actually have to help the bargaining agent do that.
As someone who used to do this for a living as a bargaining agent.... Yes, quite often we don't have enough actual people, which means you actually have to help us populate them. Whether that seems fair or not, the reality is that all of us, except for a very few in the bargaining agent world, work for you, not the other way around. So it becomes an issue of how to do that. It is a significant cultural change.
I'm curious, because the initial implementation of the legislation clearly gets driven--and please don't take this as someone who's coming from a particular bent, that somehow I see this as only one dimensional. The legislation implementation is really a top-down driven process to start with, as it should be, because it is coming from this direction down. So the question becomes, how are you seeing it? I recognize the measurement process is just starting and we're trying to collect some data.
The initial feedback from those who are experiencing this cultural change at the workplace level.... What are you hearing from that perspective, as to whether they are still seeing this as being driven at them? Or are you seeing any uptake in the sense that they believe they're now engaged in the actual change?
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If I may, Mr. Chair, I'll start off, and then I'll ask Ms. Cartwright to fill in, because she has been talking to folks about those very issues.
Just on the labour relations side, I would say that we have noted the challenges in populating--if I can put it that way--both sides of the table, for labour and management. Most organizations...and I know in the various departments I was working in, we did make accommodations. We did find the time. We did establish the flexibility so that we could in fact have good discussions on the issues and within a timeframe that made sense for the bargaining agents to be able to participate.
With regard to how managers and employees are finding the implementation of the various pieces of legislation, the changes, I think we are now coming to the point.... It comes a bit to the question the chair asked. We're coming into a maturity of the understanding of the possibilities of the flexibilities, the elements of the various pieces of legislation that were changed.
I would say that, for example, deputy heads are a lot more engaged in the issue of human resource management. They look at integrated planning. They are engaged in making sure their employees have the right tools in the workplace in a way that was not the case before. Not that they were not interested, but it is becoming an integral part and a fairly considerable part of the time that we spend on management issues and on people management issues.
Managers are also now finding the same thing. So it is having an impact throughout our organizations.
Perhaps Susan would want to be a bit more specific.
The engagement sessions that we conducted were in fact with managers, HR professionals, and employees, including several sessions that we held with new public servants. It was clear from the energy at the engagement sessions that people at the working level are in fact very much engaged in what changes PSMA brought about, particularly the Public Service Employment Act.
The involvement of people at the working level tends to be a bit less on the labour relations side, but even there they are very much engaged, seeing real dividends that they describe to us in terms of the advantages of informal discussion and informal conflict management systems. That was one of the fundamental objectives of the PSMA, to bring increasing opportunities to resolve issues informally as close to the workplace as possible.
So yes, at the working level, they're definitely engaged.
Obviously the whole process to modernize the act had a number of objectives, one of which was to give departments more flexibilities and to better equip departments to manage the human resources they needed, rather to use the more lockstep approach that was there before, which was a very rules-based approach. Staffing was found to take a long time. I think there was a lot of frustration in the system with the process. One of the major objectives was to give the management of human resources back to deputy ministers and to get them engaged in it.
As the secretary mentioned, the legislative changes are all in place. Changing the way human resources are managed in the federal government is really a huge cultural change, and it will take time to bring those changes about. We do see indications, as we note in the report, that deputy ministers are more engaged in this area, which is an excellent thing. We do see indications that departments are beginning to use the flexibilities. As well, the labour-management committees have been established.
We did this over a year ago. It was still very early days in this process, but we do see indications that the objectives of the legislation are beginning to take hold. What we would have liked to have seen were more quantitative measures to set out what the objectives were and to track that aspect over time to make sure this initiative is successful.
A couple of elements. For example, when pools used to be established—and a pool is essentially a group of people who qualify for a set of positions or a generic position—the requirements under the previous legislation and policies were that people were ranked. If you had 10 people in the pool, people were ranked 1 to 10.
To be able to hire someone from the pool or make them an offer, you had to take people in order of rank, whether or not those people were the best fit for the job, which then made for some very difficult situations, where the person was in the number three spot and a job you had to offer them didn't necessarily match. Even though the competencies might, the fit and the experience might not, but you had to hire that person.
Under the new policies, the pool is established, there are 10 people in the pool, and you can hire the person who is the best fit according to the competencies and requirements of the position. So those are greater flexibilities, and that allows the people in the pool to be able to accept different jobs. Because the people in the pool, the employees themselves, were also limited to the job that was put in front of them.
It's a small example, but not an unimportant one, because we do a lot more staffing by pools, by collective staffing, on the basis of generic positions in order to reduce the time to staff, because that has been one of the important flexibilities that have been brought into the legislation.
The other aspect is that you can use pools—I'll continue that example—to staff across the country. You will recall that the national area of selection was also introduced part way through the implementation of the legislation, which broadened—and rightly so—at the request of parliamentarians, access to people across the country to public service jobs. So we now have a broader base and a richer set of potential employees to choose from, but it also has given the manager the flexibility to be able to find the best person for the fit in a more timely fashion.
I thank you all for being here.
Ms. d'Auray, on the first page of your opening statement, you say that “modernization... is vital to ensuring a high-performing public service.” I was struck by the word “high-performing” because in her opening statement, Ms. Fraser said that “the secretariat had not fully developed a set of performance indicators that would allow it to report on the results of the implementation of changes.”
You want modernization to bring high performance, but it is difficult to determine whether it is performing or not if there are no indicators to justify the results. It is easy to say that things are going well, but how do we go about knowing this, apart from saying it to each other? Systems, evaluation criteria must be applied. We are talking about indicators.
How can you speak of a high-performing public service if you do not even have the means to set up an adequate and concrete performance evaluation method?
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Ms. d'Auray, would it be possible to provide the committee with the previous indicators and the new indicators? This could perhaps allow us to see what kind of progress you have made.
Let me come back to the comment made by the Auditor General, when she said that the secretariat had not fully developed a set of performance indicators. I would like to receive a copy of this list.
Ms. Michelle d'Auray: Mr. Chair, I will be pleased to do so.
Mr. Jean-Claude D'Amours: Let me come back to the question of the annual report. Private companies and many other organizations are required to respect certain rules. When March 31, 2008 arrives and we are expecting to receive documents, we do not expect to get them two years later. We ask private companies, when the time comes to declare their income, or non-profit organizations, when the time comes to show their financial statements, to respect the deadlines. Earlier, you seemed to be saying that it is perhaps less of a priority given the fact that it is not mentioned in the legislation. However, with regard to Parliament, there must be a certain accountability. In fact, you have obligations due to your accountability before Parliament.
Now let me come to my question, which is fairly easy. Do you find such long delays acceptable within the context of accountability before Parliament, before the members that the public elected as their representatives; do you find that acceptable?
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I perhaps need to clarify, Chair, one of our recommendations, which was about performance indicators.
There have been many initiatives to reform human resource management over the past two decades. I think many observers would agree that they haven't all been successful, and I'm being generous. This modernization, this effort that went into changing this legislation, was a very significant one by the public service. There was a lot of time, a lot of effort, and a lot of study that went into trying to address the issues that were evident.
I'll give you one example. People are asking about why the change was necessary. I think we did an audit in the late nineties that showed there were some 70,000 rules in human resource management. It was completely rules-bound, a very difficult system. The managers were not managing human resources and it was obvious that things needed to change. The government responded and went through this initiative.
It's really important that this work. It's really important that this initiative be successful. When we did the audit in 2005, which is when the act had just been adopted and implementation was about to begin, we said it was really important that government put in place indicators so they would know if they were achieving the objectives they had set out, largely because there had been other initiatives in the past that had never amounted to anything. The government at the time, in 2005, agreed that, yes, there should be indicators. Well, we have come along four years later and there isn't a complete set of indicators. We are concerned that with this legislative review that is coming, government needs to be able to tell parliamentarians what is working, what is not working, and how they are going to track the success or not of this legislation over time.
So that is our major preoccupation. We see that the things required under the legislation have been put in place, but are they getting the results that were intended? That is really what is the base, I think, of our recommendations in this report. We agree there are some indicators. We just think they need to be more comprehensive. The data may not have been tracked over time; there are indicators that have changed year to year. So how will government and Parliament know what the trend lines are and if the objectives are being attained?
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If I may, Mr. Chair, the core public service or the core public administration has over 200,000 employees. In order for us, and for Ms. Cartwright, to get a sense of how deep were the changes and how they were felt, being able to consult or contact 500 people among the 200,000 is not a huge number of people to be in touch with.
I would say that the PSMA and the changes to the legislation that have been brought forward have in fact brought the level of responsibility of deputy heads to just manage, if I can put it that way, to be clearly stated. I would say that has in fact been the trend. It is a bit difficult, going back to our measurement issue, to measure that. How do you measure that? How can you ask the deputy heads today what has changed between the way we did it and the way it is done today? Well, you could ask how much time you spent on this and how much time you spend today. We're looking for proxies of measurement at this point.
The other element would be to look at our governance structures. How much time do we spend at the management table on human resources? I would say that it is about 100% more time than we used to spend. Again, it is very hard to put a quantitative.... It would be kind of a guesstimate. I don't think the public service has grown in relation to the implementation of these pieces of legislation. In fact, what it has done is give us flexibility.
I'll give you another example. We were completely ground down in grievance procedures, because that was the only way for people to complain. Under the legislation, we now practice--have not just put in place but practice—informal conflict resolution. If you look at the complaints that are taken to the public service tribunal, they are resolved even before they get to the tribunal, per se, to be heard. That, in fact, reduces a lot of time and effort. It actually deals with public service management as any other organization would, which is to manage and have interactions with people, as opposed to saying, “Did I file this? Check. Did I do this? Check.” That's what this piece of legislation was meant to do. It was to get out of that rules-based management and get into the management of people as people.
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[
Inaudible--Editor]...a rules-based system, but I would hazard a guess that you didn't mean you eliminated them all. What you meant was that we were overburdened with so many rules we couldn't function. I know you have a unionized workplace, and quite frankly we still have a whole pile of rules.
I'm quite astonished by the comment you made that you had to implement an informal piece, where those of us in the private sector actually have that stated in collective agreements that say the first step is talk, the second step is write. So I actually find that quite astounding. Nevertheless....
Looking through Madam Fraser's report, I still see some pieces in here that talk about managers who are saying some of the “cultural” changes, shall I call them.... I think those in the human resource field, and those of us who work in the other field, even though it's in human resources but from a different perspective, know that cultural shifts are difficult to do. Clearly there are still some of your managers indicating that it's slow, that it's not moving the way....
Now, it may well be their sense, or it may actually be a reality for them, but I wonder if you could comment as to what your feedback is from those managers who feel that it's slow. Are you getting that feedback, or do we need to...?
I know that my friend Mr. Shipley mentioned talking to 500. I would have said you needed to talk to 5,000, but that's because you want to have a cultural shift in your organization and not just implement another rule.
I'm wondering if you got that feedback or not from those particular folks.
:
Mr. Chair, I would say I get feedback from my managers on a regular basis about human resource management and issues, about how quickly or not quickly we're moving in certain areas. There are also some frustrations, I would say, with our information systems, of being able to get the information you need in a timely fashion in order to be able to make those decisions. So I would say, yes, we do hear on a very regular basis about how things could be improved.
The other aspect that we have not raised or discussed is the whole area of the human resource professionals or practitioners themselves. The change for them was and remains significant. You're quite right that I did not indicate that we have eliminated all rules. We have eliminated some, which was the point of this. But the human resource practitioners were, and still are to a large extent, living through the change of what it is to manage without necessarily having a rule book, and having to interact and wanting to interact with managers who want to staff and do the development of their employees and manage their employees in a way that they know there are still rules to respect but at the same time there are huge flexibilities.
When you've been rule-bound for many years, it is a very big shift. It's not just the deputy heads, the managers, the employees; it's also been a change for the human resource practitioners. They are now, I would say, at the point of making that shift completely. It's taken a while for that to happen.
:
Thank you, Mr. Chair, and thank you to the witnesses as well for appearing here today.
It's great to hear that there is a shift and, as was mentioned earlier, a change in mindset for human resources, and that we're basing this on people-to-people negotiations versus rules. I think anybody who has ever been caught up in those situations understands how difficult they can be. Of course, when looking at the differences for grievance procedures, expanding on the informal conflict resolution becomes a key component.
I may ask you, Madame d'Auray, to respond to that in a moment, but I have a couple of other questions as well, and first I'd like to go to Madam Fraser.
You mentioned at the beginning that you didn't audit the impact of the legislation on human resource management. Could you expand on why that was? Secondly, I was hoping you could also, in your response, go over your findings with respect to the roles and responsibilities of deputy heads.
As we note in the audit, we really looked to see whether the legislation had been implemented, but we didn't look to the effects, for two reasons. One is that it's quite clear in the mandate of the Auditor General that we don't do effectiveness reviews; we would look to see what departments have done to assess effectiveness. The question of the performance indicators and whether they have the information is related to that.
As well, though, there's a recognition that these are still fairly early days in a very major shift. It would be more appropriate, I think, to wait for the work that is being done regarding the legislative review to see government's own processes and their assessment of what needs to be done and how successful it has been so far.
On the question of deputy ministers, one of the very positive things that we note in the report is that there has been a shift. We found that the deputy ministers are taking their responsibility for human resource management and are engaged in the human resource management. I think that is a very significant positive finding of the report.
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With regard to deputy minister accountabilities and attention given to human resources, I would be remiss if I did not mention that one of the follow-on elements of the PSMA, if I can put it this way, has been the clerk's public service renewal program or initiative, because there we have started to synthesize some of the core elements that we need to continue to pay attention to and to refine: the areas that are essential to human resource management and the meeting of the PSMA objectives, but more importantly to an ongoing and solid performance on the part of human resource management.
I would say that of the four pillars we have in the PSMA, the most critical element, frankly, is integrated planning. It sounds just about as exciting as I can make it, but it's a critical element. We used to do, for a long time, a human resource plan and a business plan, and the two never matched, never met, were never discussed in the same room. We are now—I know it may sound amazing—matching and doing integrated human resource and business planning. It's integral to being able to have a staffing plan. If you don't know what you need in order to perform your business in three years' and five years' time, it's a little hard to have a staffing plan that says, here are the competencies, here are the areas that I need, here is the learning and development that I need to build into my organization or get the school to deliver for me in order for me to be able to meet the objectives that I have for two or three years out.
That integrated planning focus, I would say, has probably been the most important of all of the elements to which deputy heads are paying attention. It drives the managers, because the business plan is developed by managers, and it drives the human resource plan at the same time.
I'm sorry, I'm probably running on in my enthusiasm for integrated planning.
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Thank you, Mr. Chairman.
Ms. d'Auray, a little earlier I asked you to give us a list of indicators. I'd like to go a little further now. I would appreciate it if you could send the committee certain details, in the light of Ms. Fraser's comments. It was stated that some indicators were there but that others were being eliminated. It was difficult to follow. In truth, it's difficult to understand how concrete outcomes can be determined. It almost sounds like we're talking about the census! I would like you to indicate, in the document that you will be sending us, which indicators were established, which were removed and when those actions were decided on. I would truly appreciate it if you could provide the committee with those documents.
Furthermore, with respect to the time it takes to submit the annual report, my colleague, Mr. Bains, asked you the committee's first question. You replied that some things were required by law and were therefore a priority compared to other documents.
You said that the time periods were not acceptable but how will you establish priorities? It's all very well to say that you are not satisfied, but what will you do to change the situation?
I'd like to come back again, Madame d'Auray, to the submission you presented. In it you indicated that, as the Clerk of the Privy Council stated in his most recent annual report to the Prime Minister, planning is also the foundation for the renewal of the public service. It's a cooperative approach that is truly impressive. Part of it, again, is to go back to integrated planning. You spoke of recruitment, employee development, workplace renewal, and engagement.
Could you speak to the last three primarily, but to the employee development and the workplace renewal specifically, to give us some idea of the types of things that are taking place there?
In terms of the development, one of the key areas we started with, and again it may sound very basic, was to make sure that every employee had a learning and development plan. It was something that I would say was not practised on a regular basis and that is currently the case, in that every employee is to have a learning and development plan.
The next stage for us was to look at what some of the core competencies are and at whether or not we should set up learning activities or development.
I would say it's very specifically training. There are some obligations that were established. If you are a manager reaching a certain level, you have to have financial management training, people management training, and contract management training. Those are prescriptions that were brought forward in order to establish a more rigorous professionalization. Those are developments that were brought forward.
In terms of workplace renewal, for a lot of those elements we are now looking at how we can use collaborative tools—some people will call them social media—or at how we can use the next generation of Internet/Intranet to ensure that information is shared. One of the key challenges we face is demographics. We are all aging, unfortunately—it depends on your perspective, but I'll speak for myself—and there is in fact a retirement factor within the public service. We're a reflection of the demographics in the general population. We have some knowledge, some retention of knowledge and information, and we also have to integrate a new generation, and they are used to working with tools in a very different fashion.
The workplace renewal is about how to make that transition. How do you use the technological tools we have to break down some of the hierarchical barriers we still have? Can I set up a wiki in order to have a discussion on what the policy issue is today, or what the corporate structure was, and try to find someone who could actually enlighten me on this? This is what we're talking about under renewal of the workplace.
I think I mentioned earlier that many of the issues that used to be rules-based and rules-bound dealing with either workplace or management issues were fairly rules-focused, as opposed to dealing with the issues themselves.
Concerning informal conflict resolution, discussion—having the managers and the employees deal with the issues up front, as opposed to filing papers—was really critical. That is in fact well in place and functioning. It does not preclude, as we know and have put in place, the requirements for formal processes and procedures if the informal conflict resolution does not work. Those are still in place and exercised.
In terms of the.... I'm sorry, the second part was the...?
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Thank you Mr. Chairman.
Ms. Fraser, thank you for waiting to the end. I think that also gives you an opportunity to understand our concerns.
Mr. MacLeod, you stated that you will be tabling a report in November. That is in two weeks. I am looking at the documents that we received today and nothing leads me to believe that a report will be tabled in November. You stated that you will be tabling another report at the beginning of 2011, but you did not specify a date. This is worrisome because we do not actually have a date, and nowhere in any of the documents does it...
Ms. Fraser, you have shared your concerns, which is absolutely legitimate.
Ms. d'Auray, I know that you work very, very hard but there is nothing in what I have read today that reassures me. Nothing indicates that things are working smoothly, and that changes will be made in good time.
Can you tell me how many individuals are affected by these changes? Has a study been done? There will be changes within the public service, people are retiring. What are the age categories involved, how many people will you need to replace over the next few months and the next few years? Can we have that information? It seems to be reserved to a select few. I think that information would be of interest to the committee and the people who work here.
Why is it that we have no information, absolutely no information on the report that will be tabled in November? Where will it be tabled, how will it be tabled and what does it contain? We should already have been given some tangible information about that today but there is absolutely nothing. The month of November will be here in two weeks, unless we are talking about the month of November next year, I do not know, but we need some more clarity. I will allow you to respond.
Mr. MacLeod, I would like you to answer my question please.
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Madame d'Auray, you know that we're going to be waiting with anticipation for the documents that you've promised us and we look forward to receiving them.
To your colleagues, Madam Cartwright and Mr. MacLeod, and Madam Fraser, to your colleagues, Mr. Campbell and Madame Bergeron, merci beaucoup for being here with us. Thank you very much.
I'm going to go on to committee business right now. We can stay in public for it, no problem.
The first item on committee business is still that notice of motion from Madame Faille. I gather that Madame Faille would like to discuss it on another occasion. Is that it?
[Translation]
Do you want to do that today?