Canadian Federation for the Humanities and Social Sciences

Moving forward, from a position of strength Pre‐budget submission of the Canadian Federation for the Humanities and Social Sciences to the House of Commons Standing Committee on Finance

Executive summary

A healthy and productive humanities and social sciences sector ensures we have the graduates and innovative ideas needed to spur new companies, jobs, investments and understanding of our rapidly changing world. Our ability to train talented individuals and use university research effectively is a key driver, giving a competitive advantage to our industries and supporting innovation in society.

Canada has a lot to be proud of when it comes to sustained and strategic support to research and the expansion of knowledge. This is precisely why, even in austere times, it is critical to sustain investments that will fuel innovation and improve our quality of life in Canada, especially as certain countries continue to struggle to regain momentum and brace for additional strains on global financial markets. Investments today position us to address our productivity gap, create new jobs, and achieve the prosperity needed to meet tomorrow’s challenges.

As more and more companies and social stakeholders realize how advanced research partnerships help them connect with the next generation of talented and creative employees, universities will attract more external investment. This, in turn, will help ensure that Canada’s most talented young researchers are encouraged to stay here, notwithstanding the accelerating global competition for highly skilled researchers.

We hope that the federal government maintains a leadership role in ensuring Canada’s success in the knowledge economy by focussing on funding research, cross‐sector collaboration and graduate education. Our recommendations, outlined in this document are necessarily focussed, as we appreciate the financial pressures that must be taken into account. They represent elements of a successful R&D enterprise that we believe are appropriate priorities in a time of restraint, offering high potential in terms of cost effectiveness and impact.

  1. Continue to increase funding to the federal research granting agencies to support innovation
  2. Encourage cross‐sector mobilization of knowledge and research to enhance understanding of our world, create new processes, products and services, and improve our well‐being
  3. Invest in graduate and postdoctoral training through scholarships and internships to develop the next generation of Canadian employees, leaders, innovators and citizens.

The Canadian Federation for the Humanities and Social Sciences president, Graham Carr, Dean of Graduate Studies at Concordia University, has requested the opportunity to discuss these recommendations directly with the committee through its consultation process. In the meantime, the remainder of this brief provides some additional rationale and information for the committee’s consideration.

Representing more than 85,000 researchers and students in 80 scholarly associations, 79 universities and colleges, and 6 affiliates, the Canadian Federation for the Humanities and Social Sciences is the national voice for the university research and learning community in these disciplines.

“By investing in Canadian scholarship at the highest level, together we can do things like improve the health of mothers and children, identifying new ways to reduce crime, or learn more about the ecosystem of our arctic. We could foster deeper appreciation of our history, or invent the next world­changing technology.” Stephen Harper (August 3, 2011)

Introduction

Canada has a lot to be proud of when it comes to sustained and strategic support for research and the expansion of knowledge. The 2011 Federal Budget recognized the tangible contributions that research in the humanities and social sciences make to Canadian’s health, environment and economic prosperity. This, along with several other key measures, demonstrated that the government remains committed to its innovation and research strategy and is bolstering areas of strength, even as we tackle deficits.

It is critical  to  sustain  these  investments  that  will  fuel  creativity  and  innovation  and  improve  quality  of  life in  Canada.  As  certain  countries  struggle  to  regain  momentum  and  brace  for  additional  strains  on  global financial  markets,  we  have  an  opportunity  to  improve  our  competitive  position  as  knowledge  leaders. Investments  today  put  us  closer  to  addressing  our  productivity  gap,  and  to  creating  the  new  jobs  and prosperity  needed  to  meet  tomorrow’s  challenges.

However,  as  was  recently  reiterated  in  the  State  of  the  Nation  report  of  the  Science,  Technology  and Innovation  Council  (STIC),  Canada  is  in  danger  of  seeing  its  global  R&D  rank  fall  even  further  unless  we improve  our  innovation  performance.  The  report  identified  inadequate  R&D  investments  by  the  private sector  as  a  primary  concern  and  pointed  to  the  2008  SR&ED  tax  credit  program  as  an  example  of  a  policy that  did  not  deliver  intended  returns  on  investment.  The  upcoming  report  of  the  R&D  Review  Panel  will provide  additional  insights  on  our  balance  of  direct  and  indirect  mechanisms  to  spur  innovation.  We  look forward  to  the  panel’s  assessment  and  are  poised  to  collaborate  with  government  and  all  partners  in implementing  recommendations  that  will  achieve  greater  results  for  Canadians.

But,  we  cannot  sit  tight  in  the  meantime.  We  must  move  forward,  examine  where  we  might  be underperforming  and  learn  from  previous  experiences  as  we  develop  new  approaches—ones  that  must be  grounded  in  a  firm  understanding  of  the  changing  global  context,  demographically,  economically, culturally  and  socially.

The  reality  is  that  other  countries  are  stimulating  innovation  at  levels  vastly  superior  to  Canada  and investment  in  education  is  vital  to  their  success:

  • The  education  sectors  are  exploding  in  China,  Asia  and  Singapore.  Within  the  next  decade,  it  is  projected  that  50%  of  global  GDP  will  be  generated  by  Asian  nations.[1]
  •  Israel  has  one  of  the  highest  public  expenditures  on  educational  institutions  relative  to  GDP,  the highest  rate  of  R&D  investment  relative  to  GDP  and  the  highest  ratio  of  university  degrees  per capita.[2] /li>
  •  According  to  the  Association  of  Universities  and  Colleges  of  Canada,  Brazil  produces  twice  as many  PhDs  as  Canada  and  over  the  next  decade,  the  Indian  government  expects  that  1,400  new post‐secondary  institutions  will  be  created  to  serve  seven  million  more  students.

To  remain  competitive  in  the  global  knowledge  economy,  we  must  graduate  more  people  with  great ideas,  outstanding  research  skills  and  a  thirst  to  mobilize  them.  Talented,  creative  and  motivated  people are  integral  to  successful  societies.  When  they  work  together,  not  just  as  Canadians,  but  with  citizens,business,  and  institutions  around  the  world,  we  improve  our  economy,  health,  employment  prospects  and well‐being.

Success  in  these  areas  depends  on  strategic  investments  in  the  social  sciences  and  humanities,  which  allows economists,  psychologists,  political  scientists,  sociologists,  historians  and  others  to  address  Canada’s  most pressing  issues.  Further,  a  well‐supported  humanities  and  social  sciences  sector  provides  Canada  with  the types  of  graduates  demanded  by  the  workforce,  brings  talented  people  to  our  country  and  stimulates  the ideas  for  new  companies,  jobs  and  investments.  Our  ability  to  produce  and  use  university  research  in  these disciplines  effectively  is  a  key  driver,  giving  a  competitive  advantage  to  our  country.

Another  important  advantage  is  Canada’s  rich  diversity.  According  to  Scott  Page,  the  Leonid  Hurwicz Collegiate  Professor  of  Complex  Systems,  Political  Science,  and  Economics  at  The  University  of  Michigan, “innovation  provides  the  seeds  for  economic  growth,  and  for  that  innovation  to  happen  depends  as  much on  collective  difference  as  on  aggregate  ability...  Finding  new  and  better  solutions,  innovating,  requires thinking  differently.  That’s  why  diversity  powers  innovation”.

We  have  enormous  untapped  potential,  not  least  in  our  education  and  research  sectors.  Similarly,  there are  areas  of  the  arts,  industry,  public  and  not‐for‐profit  sectors—and  people,  from  across  our  society— that  are  bursting  with  creative  energy  and  the  desire  to  make  important  change.  The  dividends  from prudent  investments  in  education  are  considerable  in  terms  of  their  immediate,  medium  and  long‐term benefits  to  society  and  the  economy.

Our  recommendations,  outlined  here  are  necessarily  focussed,  as  we  appreciate  the  financial  exigencies. They  represent  elements  of  a  successful  R&D  enterprise  that  we  believe  are  appropriate  priorities  in  a time  of  restraint,  offering  high  potential  in  terms  of  cost  effectiveness  and  impact.

1.  Continue  to  increase  funding  to  the  federal  research  granting  agencies  to  support  innovation

The  2011  Federal  Budget  recognized  the  tangible  contributions  that  research  and  training  across disciplines  make  to  Canadian’s  health,  environment  and  economic  prosperity.  Investments  in  the  three federal  research  granting  agencies—including  $7  million  for  the  Social  Sciences  and  Humanities  Research Council  (SSHRC),  which  represented  a  larger  allotment  for  these  disciplines—and  10  new  Canada Excellence  Research  Chairs  were  positive  signs  and  welcomed  by  our  research  community.

Further  investment  through  SSHRC,  the  Canadian  Institutes  of  Health  Research,  the  Natural  Sciences  and Engineering  Research  Council  and  the  Canada  Foundation  for  Innovation  is  needed  so  they  can  better facilitate  knowledge  mobilization,  social  innovation  and  commercialization.  This  will  position  Canada  as  a centre  for  research  excellence,  fuel  innovation  and  creativity  in  all  sectors,  and  help  create  a  rich environment  for  training  the  leaders  of  tomorrow.

The  granting  agencies,  and  particularly  SSHRC,  have  dramatically  reformed  their  programs  specifically  to support  talent,  innovation  and  partnerships.  Thus,  funding  the  overall  and  existing  research  enterprise  as a  public  investment  for  all  Canadians  will  yield  more  long‐term  benefits.

The  important  contributions  that  social  science  and  humanities  research  and  creative  activity  make  across all  sectors  of  society  and  the  economy  is  increasingly  being  recognized.  Recently  the  Institute  for Competitiveness  &  Prosperity  (ICP)  argued  compellingly  that  it  is  essential  to  encourage  “expandingresearch  investment  beyond  the  hard  sciences”,  recognizing  the  value  a  variety  of  disciplines  and management  skills  bring  to  our  competitiveness  and  prosperity.

Research  outputs—publications,  citations  and  major  awards—are  helpful  in  pinpointing  the  impact  of  a university’s  contributions  to  knowledge  in  science,  technology,  engineering  and  health  sciences disciplines.  However,  Canada’s  quality  of  life  and  economic  stability  also  attest  to  the  value  of  investing adequately  in  social  sciences  and  humanities  research.

2.  Encourage  cross‐sector  mobilization  of  knowledge  and  research  to  enhance  understanding  of  our world,  create  new  processes,  products  and  services,  and  improve  our  well‐being

Investment  in  science,  technology  and  medicine  is  fundamental  to  social  and  economic  progress.  But,  how and  in  what  we  invest  are  key.  Until  recently,  there  were  no  tablet  computers.  Three  years  from  now,  we can  only  imagine  where  technology  will  have  taken  us.  In  the  knowledge  economy  and  digital  society,  the most  valuable  asset  is  people  who  can  adapt,  and  who  can  situate  new  technologies,  languages  and knowledge  in  a  wider  context  of  understanding.

It  is  not  surprising  then,  that  Google  recently  announced  plans  to  hire  4,000  to  5,000  employees  from  the humanities  or  liberal  arts.[3]   Like  other  leading  industries  and  organizations,  Google  recognizes  that  people educated  in  the  humanities  and  social  sciences  develop  an  appreciation  of  context  in  an  era  of globalization  and  are  adept  at  creative  thinking,  analytical  reasoning  and  taking  intellectual  risks.

Thus,  we  need  better  channels  to  encourage  connections  between  academia  and  the  opportunities  that enhance  social  and  economic  development  and  unleash  our  creative  potential.  As  the  STIC  report concludes,  supporting  more  robust  university‐industry  collaborations  is  one  way  to  accomplish  this objective.  Similarly,  more  partnerships  between  universities,  communities  and  governments,  which extend  beyond  specific  projects,  will  help  us  tackle  cross‐cutting,  complex  and  global  issues.

Several  programs  have  been  implemented  in  recent  years  in  Canada  to  spur  these  partnerships  and  create innovation  incubators  involving  a  diversity  of  stakeholders.  Under  the  new  program  architecture  at  SSHRC, nearly  two  thirds  of  the  most  recent  Partnership  Grants  competition  proposals  include  private  and voluntary  sector  partners.  Proposals  for  the  Partnership  Development  Grants  involve  domestic  and international  partners,  ranging  from  large  telecom  companies  and  creative  performance  groups  to organizations  from  around  the  world,  including  the  U.S.,  China,  France  and  the  U.K.

Further  investments  in  these  and  other  programs,  such  as  the  National  Research  Council  of Canada’s  Industrial  Research  Assistance  Program  (NRCIRAP)  would  encourage  industry  links  with  leading social  science  and  humanities  researchers.

“Given  that  crime  reduction  is  one  of  the  four  key  areas  of  focus  for  the  City  of  Surrey,  we  view  our  partnership  with  the [SSHRC  funded]  Acting  Together  Community‐University  Research  Alliance  as  a  key  component  in  assisting  us  as  we  move forward  in  our  efforts  to  develop  partnerships,  seek  solutions  to  root  causes  of  crime,  and  to  ultimately  bring  together  all stakeholders  in  our  shared  goal  of  ensuring  a  safe,  healthy  and  vibrant  community.”

Dianne  Watts,  mayor,  City  of  Surrey

“For  researchers,  the  link  with  community  practitioners  gives  us  access  to  essential  information  that,  in  turn,  fuels  good analysis  and  strong  theorization.  For  community  stakeholders,  the  research  partnership  provides  academic  expertise  and knowledge  that  allows  them  to  have  a  greater  understanding  of  the  environment  in  which  they  work,  and  to  help  shape  their progress  and  development.”

Jean‐Marc  Fontan,  professor  of  sociology,  Université  du  Québec  à  Montréal

3.  Invest  in  graduate  and  postdoctoral  training  through  scholarships  and  internships  to  develop  thenext  generation  of  Canadian  employees,  leaders,  innovators  and  citizens

Graduate  education  is  critical  to  competitive  success  internationally,  and  yet  relative  to  our  population Canada  trails  the  U.S.  and  other  OECD  countries,  producing  35%  fewer  PhDs  per  capita  than  the  average.

To  enrich  the  graduate  learning  environment  and  to  add  value  to  Canadian  businesses,  not‐for‐profits  and other  organizations,  initiatives  could  encourage  students  to  interact  with  the  users  of  research  and  future employers.  By  learning  how  industry  thinks  about  research,  graduates  gain  the  knowledge  and  skills needed  by  all  sectors.  Employers  also  need  ways  to  connect  meaningfully  with  graduates  who  can  apply their  knowledge,  skills  and  imagination  to  meet  challenges,  helping  Canada  retain  its  best  minds.

Mitacs  Inc.’s  programs  to  train  and  deploy  students  are  examples  of  this.  With  a  broader  mandate,  that qualifies  not‐for‐profits  and  social  organizations  (in  addition  to  businesses)  for  federal  funds  under  its Accelerate  Internship  Program,  Mitacs  could  help  hundreds  more  organizations  each  year  connect  with students  in  the  humanities  and  social  sciences  who  could  meet  their  research  needs.  Similarly,  with additional  support  for  cross‐sector  networks,  we  could  see  more  university‐led  initiatives  like  Waterloo’s Conrad  Business,  Entrepreneurship  and  Technology  Centre  (CBET),  Ryerson’s  Digital  Media  Zone  and McGill’s  Dobson  Centre  for  Entrepreneurial  Studies  gain  traction  across  Canada.

Canada  has  invested  in  university  research  and  infrastructure  and  in  developing  the  next  generation through  the  Canada  Excellence  Research  Chairs,  the  Canada  Research  Chairs,  the  Banting  Postdoctoral Fellowships  Program  and  the  Vanier  Canada  Graduate  Scholarships.  In  tandem  with  these  world‐ renowned  programs  we  also  need  to  expand  the  Canada  Graduate  Scholarships  and  postdoctoral fellowship  programs  funded  by  SSHRC  and  other  funding  agencies.  This  helps  develop  a  larger  critical  mass of  advanced  degree  students,  who  can  apply  their  knowledge  and  skills  across  sectors  and  champion greater  collaboration  in  the  new  knowledge  economy.

Conclusion

Because  of  tremendous  complex  and  global  forces  that  will  continue  to  affect  us  in  the  years  ahead,  we must  bolster  and  expand  a  bottom‐up,  Canadian  approach  to  excellence  in  the  knowledge  economy.  We need  to  strengthen  our  distributed  networks  and  transform  Canada  into  an  innovation  culture.

By  acting  now,  even  in  incremental  ways,  Canada  can  help  more  universities  and  colleges  teach  and  train the  talent  needed  to  meet  existing  labour  market  and  social  demands,  and  spur  new  companies,  jobs  and investments.  Further,  we  can  help  organizations  see  partnerships  with  universities  as  a  way  to  connect with  the  next  generation  of  talented  employees.  This  approach  will  ensure  that  young  people  see  that they  have  appealing  opportunities  to  stay  in  and  contribute  to  Canada  even  as  the  lure  of  global competition  for  highly  skilled  researchers  reaches  an  all‐time  high.

Universities,  businesses,  governments  and  not‐for‐profits  need  to  collaborate  on  cross‐cutting  issues  in response  to  pressures  and  by  seizing  opportunities.  By  working  together,  all  sectors  can  make  innovation a  part  of  our  culture  and  transform  our  research  enterprise—Canada’s  future  growth  and  prosperity depends  on  this.

[1] Research  Money,  June  22,  2011.

[2] Inside  Higher  Ed,  July  11,  2011.

[3] Macleans.ca,  May  19,  2011.